Changing the Financial Services Industry for Good
Our flagship product is Enforcd EDB – a global regulatory enforcement database, augmented by news, insights and statistics to help firms to identify, manage and mitigate the conduct risks they face.
Learn More Request a DemoWho We Are
Enforcd is a young, innovative company that uses technology to aid regulatory compliance.
Our flagship product is EDB – The Enforcement Database, which uses global regulatory enforcement data, related news and insights to help firms to identify, manage and mitigate the conduct risks they face.
Enforcd is a member of the Bank of England’s FinTech Accelerator
Accenture FinTech Innovation Lab – 2017 Cohort
Partners
The Enforcd in-house team is augmented by high quality analysis from our content partners, who include:
Enforcd EDB
The Enforcement Database
- Saves significant staff time
- Reduces cost
- Reduces operational risk
- Helps firms improve client outcomes and their internal culture
Enforcement cases are analysed and interpreted by in house legal and compliance experts, with direct enforcement experience. Staff in risk, compliance and legal functions will save time in their analysis of enforcement activity and be able to quickly embed the regulatory lessons contained in them into their own firm thereby meeting the expectations of the Regulators.
Our technology platform and algorithms have been created in house by our resident technology experts, to our specific requirements – making our service wholly unique and highly intuitive to use for anyone interested in regulatory enforcement activity.
- Analyse current and historic trends
- Research enforcement actions against particular companies
- Learn from the mistakes of others
- Identify and avoid common pitfalls
- Adopt effective mitigating actions
Enforcd EDB: Analyse Misconduct
- Aggregated facts to enable contextual analysis of enforcement activity
- Ability to search by size of fine, theme and company
- Transparency provided on number cases taken by year, per jurisdiction
- Regulator specific taxonomies provide additional granularity to enable meaningful analysis
- Expert in-house team writing ground breaking stories on market trends, landscape changing events and providing thought leadership
- Materials all contextualised within our taxonomy, so items of interest can be quickly identified
- In-house team supported by top quality content partners - law firms who are all recognised for being leaders in the field of contentious regulatory activity
- Open Access to In-house Insight and Analysis
- Access to taxonomy
- Database search
- Enforcement case fields
- Build and integrate with your proprietary work-flow; fuel aspects of this (training, policy creation, risk mitigation) with Enforcd content
Teamwork: Organise Your Workflow
- Provision of super user accounts enabling team leaders to create reading lists for staff, share items of interest.
- Usage reporting to prove team members have read material.
- Ability to see which user is looking at what.
- Management Information Reporting functionality provided.
Get Involved and Experience Enforcd EDB
Request a Demo
If you would like a personal demonstration of Enforcd EDB, either in person or via a webex, please contact us and we will arrange at your convenience.
Our Team
Jane Walshe
Co-Founder & CEOJane Walshe is co-founder and CEO of Enforcd. Jane is a Chartered Fellow of the CISI, and a financial services regulatory barrister who previously worked in the Regulator’s Enforcement Division as well as in house at JP Morgan.
She is a consultant editor of ‘Individual Conduct in Financial Services Firms’ - a practitioner guide published by Sweet & Maxwell. Prior to founding Enforcd, Jane was a Senior Regulatory Intelligence Expert at Thomson Reuters Compliance Complete.
David Lawlor
Co-Founder & COODavid is co-founder and COO of Enforcd, and has worked in the financial services industry for over 20 years. He is a senior product manager and content expert, who most recently led Thomson Reuters' response to Dodd Frank and MiFID 2.
As Accountable Product Owner he managed across all work streams to formulate strategy and execute on the firm's product roadmap and was the key Thomson Reuters regulatory representative at all major industry events and groups. Earlier in his career David worked as an FX broker for ICAP, and an FX and Eurobond trader at UBS. He also spent a period of time running the content business for risk, for Deutsche Bank.
Wolfgang Hauptfleisch
Co-Founder & CTOWolfgang grew up in Germany and has worked as a software developer and system administrator for more than 25 years.
He studied musicology and logic at the University of Münster. He has worked in R&D on autonomous embedded systems and has a long experience in development and deployment of large web services.
He oversees the development of our online services and leads our technical team.
Ros Davies
Insight Lead Writer
Ros Davies is a solicitor with 18 years post qualification experience, who trained at Slaughter & May. Ros recently spent over 10 years at the FCA as the Enforcement Division’s Professional Support Lawyer, advising the Division’s investigators and lawyers on recent legal and practice developments. Whilst at the FCA Ros also acted as the Enforcement Director’s executive assistant where she honed her speech-writing and stakeholder management skills.
For the last 4 years she has been managing a team of 12 lawyers which handles the FCA’s liaison with its counterparts abroad on cross-border enforcement investigations, including LIBOR and FX.
Vicky Wood
Operations & Content ManagerVicky is a UK Qualified Solicitor by background, but for the past 10 years has worked with a range of online businesses overseeing operations and managing digital marketing.
Martin Saxon
Compliance & Operations OfficerMartin Saxon has worked in financial services compliance for over 12 years in life and pensions firms, financial advice networks and loan and mortgage brokers.
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Contact Us
0203 1435 111
info@enforcd.com
Enforcd Limited. Dalton House, 60 Windsor Avenue, London, SW19 2RR
