Enforcd EDB

The Enforcement Database

Enforcement cases are analysed and interpreted by in house legal and compliance experts, with direct enforcement experience. Staff in risk, compliance and legal functions will save time in their analysis of enforcement activity and be able to quickly embed the regulatory lessons contained in them into their own firm thereby meeting the expectations of the Regulators.
  • Analyse current and historic trends
  • Research enforcement actions against particular companies
  • Learn from the mistakes of others
  • Identify and avoid common pitfalls
  • Adopt effective mitigating actions
Our technology platform and algorithms have been created in house by our resident technology experts, to our specific requirements – making our service wholly unique and highly intuitive to use for anyone interested in regulatory enforcement activity.
Our notices and the root causes that underpin the failings should inform your approach to consideration of the risks you face. Disappointingly, as illustrated by FOREX and by wave on wave of historic mis-selling issues, this is not yet second nature. The review of lessons is still, at times, too narrow and too literal. I get the impression that people say "this does not concern me because I don’t sell UCIS or don’t submit to LIBOR" rather than looking at whether the same drivers of behaviour might read across to other areas.
Tracy McDermott, FCA acting CEO, December 2014 "Learning the Lessons of the past as an Industry".

ANALYTICS

  • Aggregated facts to enable contextual analysis of enforcement activity, including size of fine by theme or firm type, levels of activity by year, number of fines by breach, and many more

INSIGHT

  • Expert team writing ground breaking stories on market trends, landscape changing events and providing thought leadership

API SERVICES

  • Open Access to In-house Insight and Analysis
  • Access to taxonomy
  • Database search
  • Enforcement case fields
  • Build and integrate with your in-house applications which contains your proprietary work-flow fuelled by Enforcd content

REQUEST A DEMO


If you would like a demonstration of Enforcd EDB, either in person or via a webex, please email info@enforcd.com with your contact details and we will arrange at your convenience.

WHO WE ARE


5x DEVELOPERS 7x COMPLIANCE & LEGAL TEAM 2x SUPPORT & LEGAL TEAM 2x BUSINESS MANAGEMENT 2x SALES & PROCUREMENT

Jane Walshe
Co-Founder & CEO

Jane Walshe is co-founder and CEO of Enforcd. Jane is a Chartered Fellow of the CISI, and a financial services regulatory barrister who previously worked in the Regulator’s Enforcement Division as well as in house at JP Morgan. She is a consultant editor of ‘Individual Conduct in Financial Services Firms’ - a practitioner guide published by Sweet & Maxwell. Prior to founding Enforcd, Jane was a Senior Regulatory Intelligence Expert at Thomson Reuters Compliance Complete.

Wolfgang Hauptfleisch
Co-Founder & CTO

Wolfgang grew up in Germany and has worked as a software developer and system administrator for more than 25 years. He studied musicology and logic at the University of Münster. He has worked in R&D on autonomous embedded systems and has a long experience in development and deployment of large web services. He oversees the development of our online services and leads our technical team.
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FIERCELY INDEPENDENT
Independence and integrity are our hallmarks and our intention is to build a community of firms, regulators and their advisors to share knowledge, best practice and insight to the ultimate benefit of the industry as a whole. We are establishing an industry-wide working group to examine conduct risk. Contact us to find out more.
THE ENFORCD IN HOUSE TEAM IS AUGMENTED BY HIGH QUALITY ANALYSIS FROM OUR CONTENT PARTNERS WHO INCLUDE:
Enforcd EDB has been created in direct response to a long recognised need in the financial services industry for an efficient and intuitive tool specifically focused on enforcement actions and related issues.

Enforcd is a member of the Bank of England’s FinTech Accelerator

Accenture FinTech Innovation Lab – 2017 Cohort

Contact


info@enforcd.com
0203 1435111
Enforcd Limited. Dalton House, 60 Windsor Avenue, London, SW19 2RR